© Copyright 2012-2018 UHY International Limited. All rights reserved. Audit and Consulting Group UHY Yans-Audit is a full member of Urbach Hacker Young International Limited (UK) and is a part of UHY, an international network of legally independent accounting and consulting firms, each of which is an independent legal entity.

In the end, everyone learns that rules are necessary to make the system run smoothly. Freedom without laws means anarchy; laws without freedom means tyranny.

Yōjo Senki

Internal audit and control
Internal audit and control
UHY Yans-Audit carry out audits of operation of companies’ internal controls and key business processes and develop internal control systems “from scratch”
 
We propose two options:
Option 1 (basic): express evaluation of productivity of internal control, which includes
Stage 1 General evaluation of process management efficiency
 
  • We check whether all key elements of business process management comply with business goals
  • We analyse whether organisational structure complies with business development strategy and business objectives
  • We assess whether the goal-setting system is functioning properly in terms of key business processes
 
Stage 2 Analysis of completeness and sufficiency of regulation related to key functions and business processes (internal control and risk management matters)
  • We audit completeness and correctness of formalisation of oversight procedures built in business processes 
  • We analyse the formalisation of improvement and development of internal control and risk management systems
 
Stage 3 General evaluation of efficiency of the internal controls in key business processes
  • We analyse major risks in terms of key business processes
  • We examine the existence of control procedures intended for achievement of objectives of business processes and reduction of risks
  • We evaluate productivity and effectiveness of significant controls in terms of business processes
 
Option 2 (expanded): business process audit, including evaluation of efficiency of the internal control system
Stage 1 General business performance review
  • We carry out cost effectiveness analysis of manufacturers, distribution channels and nomenclature of products
 
Stage 2 Evaluation of operation of the business process management system
  • We evaluate the general management system (strategic, planning and operation management)
  • We assess the allocation of duties and responsibilities among managers and departments
 
Stage 3 Analysis of completeness and sufficiency of regulation of key functions and business processes (internal control and risk management matters)
  • We audit the completeness and accuracy of formalisation of key control procedures used in business processes
  • We analyse the formalisation of matters related to improvement and development of internal control and risk management systems
 
Stage 4 Audit of key business processes, including risk detection and evaluation of efficiency of the internal controls
  • We conduct a procurement audit
  • We conduct an audit of manufacturing processes and waste management
  • We conduct an audit of sales and sales management
  • We conduct a logistics audit
 
Audit is followed by a Report on the effectiveness of the internal controls of key business processes. The Report contains a corrective action plan as well as recommendations on how to improve the internal control system and business processes.

 

Why choose us

​More than 70 professionals work at our firm.

​The service is provided by:

5 auditors are holders of CIA Certificates

14 certified auditors

7 auditors with the new form of unified certificate

2 auditors with an ACCA diploma

6 auditors with a DipIFR diploma

Well-established audit and internal control systems are the most effective tools aimed to detect opportunities for improving the business performance; therefore, they represent a considerable competitive advantages of a company